Compliance & Operational Risk
Ailancy supports financial institutions in structuring and strengthening their regulatory, compliance and operational risk frameworks, from risk mapping and audit to steering regulatory remediation plans. Our deep knowledge of regulators’ requirements (ACPR, AMF, ECB) helps clients durably secure their control frameworks.
- Compliance
- Regulatory
- Operational risk
- AML
- Financial security
- Conduct
- Internal control
- Risk mapping
- Regulators
- Audit
- Controls
Example engagements
Operational risk mapping and remediation plans
AI-driven transformation of compliance, audit and operational risk processes
Regulatory scoping and implementation of compliance programmes (anti-corruption, Sapin II, ISO 37001, customer interest protection, MiFID, MAD/MAR, financial security, KYC, AML package, GDPR, etc.)
AML compliance and anti-fraud frameworks
Strengthening internal control and the three lines of defence
Defining the IT operating model and master plan for the compliance function
Support for ACPR, AMF or ECB audits and inspections
Typical clients
- Compliance departments
- Risk departments
- Permanent control departments
- Audit departments
- General secretariats